In House Counsel Jobs California | JDHuntr 50611 Director, Chief Compliance Officer, Broker Dealer, Job at In House Jobs | JDHuntr, Chicago, IL

d1A0bVJLSVZVRnNTNlpzZzdwNTFaWWd5QWc9PQ==
  • In House Jobs | JDHuntr
  • Chicago, IL

Job Description

In House Counsel Jobs California | JDHuntr 50611 Director, Chief Compliance Officer, Broker Dealer, Chicago, IL
To apply go to JDHuntr.com
Provide oversight of BD activities. Act as our appointed SEC and FINRA regulatory liaison, managing regulatory audits and exams. Develop an overall compliance program for the functional areas of the BD which effectively manages and mitigates risk, establishes proper controls, supports business initiatives and protects the company from legal and regulatory risk.


in house jobs, go in house with jdhuntr in house jobs, in house jobs California, in-house jobs CA, in house counsel jobs DC, in house counsel jobs Florida, in house counsel jobs NY, in-house legal jobs, legal jobs Los Angeles, legal jobs New York, legal jobs, law jobs, corporate counsel jobs, corporate lawyer jobs, general counsel jobs, lawyer jobs California, in-house jobs TX, in-house jobs NJ, in-house jobs IL, in-house jobs San Francisco, in-house jobs GA
Employment Type: Full-Time

Job Tags

Full time,

Similar Jobs

Domino's Corporate

Senior Environmental Compliance Specialist Job at Domino's Corporate

 ...operates in a dynamic, fast-paced environment where accuracy, consistency, and timely execution are critical to multi-site compliance management. Success in this role requires strong project management skills and the ability to efficiently organize, analyze, and manage... 

ATC Northeast NJ

Administrator -Day Care Facility (CALA Certified) Job at ATC Northeast NJ

Job Title: Administrator - Day Care Facility (CALA Certified)Location: New JerseyJob Type: Full-TimeClient: ATC Healthcare ServicesAbout the Role:ATC Healthcare Services is seeking an experienced and CALA-certified Administrator to manage daily operations... 

GO Staffing, LLC

Pediatric Nurse Practitioner or Physician Assistant NP/PA Job at GO Staffing, LLC

 ...Well respected healthcare facility is seeking a Pediatric Nurse Practitioner (NP) or Physician Assistant (PA) in Eastern Maine. ~ Board Certified Nurse Practitioner (PNP, FNP) or Physician Assistant (PA)~4 x 10 schedule; 8hrs patient contact w/ 2 hours of admin time... 

NavitsPartners

Registered Nurse (RN) - Labor & Delivery (L&D) - RNLD 25-22971 Job at NavitsPartners

 ...Job Title: Registered Nurse (RN) Labor & Delivery (L&D) Location: Manahawkin,New Jersey Pay Rate: Local: $60/hour Travel: $67/hour Assignment Details: Duration: 13 Weeks Schedule: 3x12 Hours | 7:00 PM 7:30 AM Every Other Weekend Required... 

US Veterans Health Administration

Biomedical Equipment Support Specialist (Info Systems) Job at US Veterans Health Administration

 ...including Facilities Management Service (FMS), Office of Information...  ...employment. May qualify based on being covered by the...  ...questionnaire. ~ Click Submit My Answers to submit your application...  ...VHA personnel providing home-based care to Veterans and drivers...